Doctrines of statutory interpretation.
Doctrines of statutory interpretation.
Doctrine 01: Noscitur a Sociis
Meaning: The meaning of an unclear word or
phrase is to be determined on the basis of its context surrounding it. The word Noscitur means knowledge
and a Sociis means Association. So the doctrine of “noscitur a sociis” means,
the meaning of a word is to be known by its associate’s
words.
Explanation:
When a word is ambiguous, its
meaning may be determined by reference to the rest of the statute. It is a rule of language used by the
courts to interpret legislation. Under the doctrine of “noscitur a sociis” the
questionable meaning of a word or doubtful words
may be ascertained by reference to the meaning of other words associated with it.
This means the meaning of that words are related to each other.
Doctrine 02: Generalia specialibus non derogant
Definition: Generalia specialibus non derogant is a Latin maxim which
means universal things do not derogate from specific things. It is a basic
principle of statutory interpretation. When a matter falls under any specific
provision, then it must be governed by that provision and not by the general
provision. The general provisions must admit to the specific provisions of law.
The
rule provides that where an earlier statute expressly and precisely deals with
a particular issue, a later statute, enacted in general terms will not repeal
the earlier instrument unless the contrary intention is indicated within the
legislation.
It is
frequent that for resolution of apparent conflict between the two provisions of
the same statute, the rule of harmonious construction, invites the application
of the maxim “generalia specialibus non derogant. This principle is used to
deal with difficulties which may arise when a statute is enacted whose
provisions conflict with those of an earlier statute. The statute containing
general subject matter is generally taken not to affect one which applies to a
specific matter.
Doctrine
03: ut res magis valeat quam pereat
The
modern approach to statutory interpretation insists that context and purpose be
considered in the first instance, especially in the case of general words.
The maxim ut res magis valeat quam pereat means a
thing to have effect than to be made void. Thus, it has been said that, if the
language is not as intractable as to be incapable of being consistent with the
presumption, the presumption should prevail.
Doctrine 04: Ejusdem Generis
Ejusdem generis is a rule of statutory interpretation. The term
"ejusdem generis" may be read as "of the same class"or of the
same category and used to interpret loosely written statutes. Where a law
lists specific classes of persons or things and then refers to them in general,
the general statements apply only to the same kind of persons or
things specifically listed.
This rule reflects an attempt “to
reconcile incompatibility between the specific and general words in view of the
other rules of interpretation. The meaning of the general word is restricted to
the meaning of the preceding words, with the effect that the general word does
not expand beyond the subjects or classes of the preceding words.
Example 01: if a law refers to automobiles, trucks, tractors,
motorcycles and other motor-powered vehicles, "vehicles" would
not include airplanes, since the list was of land-based transportation.
Example
02: where an exclusion clause in an
insurance contract states that liability will be excluded by damage caused by
"acts of god, flood, fire or otherwise", the term
"otherwise" relates only to damage of the same class as the preceding
words. Thus the clause would not exclude liability for damage caused by riots,
but may do for damage caused by gas leaks.
Doctrine 05: Expressio unius est exclusio alterius
Meaning: The expression of one thing is the
exclusion of another. When one or more things of a class are expressly
mentioned others of the same class are excluded. This is yet another maxim of
statutory construction is i.e. expressio unius est exclusio alterius. Roughly
translated, this phrase means that whatever is omitted is understood to be
excluded. Thus, if a statute provides for a specific sanction for noncompliance
with the statute, other sanctions are excluded and cannot be applied.
The maxim
is based on the rationale that if the legislature had intended to accommodate a
particular remedy it would have done so expressly. If the legislature did
not provide for such an event, it should be assumed that it meant not to. The
maxim has wide application and has been used by courts to interpret
constitutions, treaties, wills, and contracts as well as statutes.
Limitation:
Expressio
unius est exclusio alterius does have its limitations. The maxim should be
disregarded where an expanded interpretation of a statute will lead to
beneficial results or will serve the purpose for which the statute was enacted.
The general meaning of expression of one thing is the
exclusion of another” also known as the negative implication rule. This rule
assumes that the legislature intentionally specified one set of criteria as
opposed to the other. Therefore, if the issue to be decided addresses an item
not specifically named in the statute, it must be assumed the statute does not
apply.
The expression of one thing is the exclusion of another. In
construing statutes, contracts, wills, and the like under this maxim, the
mention of one thing within the statute or other document implies the exclusion
of another thing not so mentioned.
Exceptions:
- The rule here is that if Congress enumerates specific exceptions in a general prohibition, other exceptions will not be recognized in the absence of explicit legislative direction.
- That is, unless the court chooses to disregard this rule.
- As we have held repeatedly, the canon does not apply to every statutory listing or grouping; it has force only when the items expressed are members of an ‘associated group or series’ justifying the inference that items not mentioned were excluded by deliberate choice, not inadvertence.
When the statute provides for a
particular procedure, the authority has to follow the same and cannot be
permitted to act in contravention of the same. It has been hither to
uncontroverted legal position that where a statute requires to do a certain
thing in a certain way, the thing must be done in that way or not at all. Other
methods or mode of performance are impliedly and necessarily forbidden.
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